DGAP-DD: Deutsche Bank AG english

2019. december 02., hétfő, 11:01

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

02.12.2019 / 11:00

The issuer is solely responsible for the content of this announcement.

1. Details of the person discharging managerial responsibilities / person closely associated

a) Name

Name and legal form: S-Quad Handels- und Beteiligungs GmbH

2. Reason for the notification

a) Position / status

Person closely associated with:
First name: Gerd Alexander
Last name(s): Schütz
Position: Member of the administrative or supervisory body

b) Initial notification

3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a) Name

Deutsche Bank AG

b) LEI


4. Details of the transaction(s)

a) Description of the financial instrument, type of instrument, identification code

Type: Financial instrument linked to a share or a debt instrument
Description: "Class A" shares of C-Quadrat Special Situations Dedicated Fund (no identification code), transferable securities which are linked to shares of Deutsche Bank AG, as well as their derivatives

b) Nature of the transaction

Purchase of "Class A" shares of C-Quadrat Special Situations Dedicated Fund ("CQSSDF")
BL Capital Holdings Ltd. ("BL"), a company incorporated in the British Virgin Islands, has sold all 554,154.3433 "Class A" shares it holds in CQSSDF, a company incorporated in the Cayman Islands to S-Quad Handels- und Beteiligungs GmbH (AUT) ("S-Quad").
CQSSDF has entered into a series of derivatives transactions, as a result of which it holds (i) options (in the form von long puts and short calls) on shares of Deutsche Bank AG; and (ii) shares of Deutsche Bank AG. CQSSDF is a "single-stock investment vehicle" insofar as it only holds Deutsche Bank AG securities.
The transaction is not related to a participation in a stock option plan.

c) Price(s) and volume(s)

Price(s) Volume(s)
0.36 USD 200000.00 USD

d) Aggregated information

Price Aggregated volume
0.36 USD 200000.00 USD

e) Date of the transaction

2019-11-29; UTC+1

f) Place of the transaction

Outside a trading venue

02.12.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de

Language: English
Company: Deutsche Bank AG

Taunusanlage 12

60325 Frankfurt a. M.

Internet: www.db.com

End of News DGAP News Service

55331  02.12.2019 

Tilos a hír bármilyen adatbázisba történő mentése vagy annak továbbítása harmadik fél számára;kereskedelmi viszonylatban vagy kereskedelmi céllal csak a Deutsche Gesellschaft für Ad-hoc-Publizität mbh írásos engedélyével történhet.