DGAP-PVR: Daimler AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2020. november 18., szerda, 10:36







DGAP Voting Rights Announcement: Daimler AG







Daimler AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








18.11.2020 / 10:36



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.





Notification of Major Holdings



1. Details of issuer










Name: Daimler AG
Street: Mercedesstrasse 120
Postal code: 70372
City: Stuttgart
Germany
Legal Entity Identifier (LEI): 529900R27DL06UVNT076

2. Reason for notification








X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation

Legal entity: Bank of America Corporation
City of registered office, country: Wilmington,DE, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

Merrill Lynch International

5. Date on which threshold was crossed or reached:

11 Nov 2020

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.16 % 11.34 % 14.50 % 1069837447
Previous notification 2.72 % 11.25 % 13.97 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)





















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0007100000 0 33675903 0.00 % 3.15 %
US2338252073 0 123655 0.00 % 0.01 %
Total 33799558 3.16 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG



































Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Rights of Use N/A N/A 8083 0 %
Rights to Recall N/A N/A 2096114 0.20 %
Call Options 23/11/2020 - 02/05/2023 N/A 80019456 7.48 %
Call Options 18/12/2020 - 15/12/2023 N/A 11189700 1.05 %
Call Options 23/11/2020 - 02/05/2023 N/A 80019456 7.48 %
    Total 93313353 8.72 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG






















































Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Call Options 23/11/2020 - 02/05/2023 N/A Cash 8663863 0.81 %
Call Options 18/12/2020 - 05/03/2021 N/A Cash 621405 0.06 %
Put Options 18/12/2020 - 20/12/2024 N/A Physical 8896900 0.83 %
Put Options 18/12/2020 - 05/03/2021 N/A Cash 4272472 0.40 %
Swaps 19/11/2020 - 31/08/2023 N/A Cash 5568983 0.52 %
Put Options 23/11/2020 - 02/05/2023 N/A Physical 80019456 7.48 %
Put Options 23/11/2020 - 02/05/2023 N/A Physical 80019456 7.48 %
      Total 28023623 2.62 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

















































































































































































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Bank of America Corporation % % %
NB Holdings Corporation % % %
BofAML Jersey Holdings Limited % % %
BofAML EMEA Holdings 2 Limited % % %
ML UK Capital Holdings Limited % % %
Merrill Lynch International 3.10 % % 6.80 %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
Merrill Lynch International, LLC. % % %
Merrill Lynch Group Holdings I,L.L.C. % % %
BofA Securities Europe SA % % %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BofA Securities, Inc % % %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Bank of America, National Association % 7.48 % 7.49 %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BofA Securities, Inc % % %
Merrill Lynch Professional Clearing Corp % % %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
Managed Account Advisors LLC % % %
- % % %
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Bank of America, National Association % 7.48 % 7.49 %
U.S Trust Company of Delaware % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

Ad 7.b/8 The put and call options amounting to a percentage of 7.48% each were not aggregated as they relate to a collar transaction and a back-to-back collar transaction, respectively, under which, on a consolidated basis, Bank of America Corporation can acquire 7.48% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. 


Date

17 Nov 2020















18.11.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: Daimler AG

Mercedesstrasse 120

70372 Stuttgart

Germany
Internet: www.daimler.com





 
End of News DGAP News Service





1149065  18.11.2020 



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