DGAP-PVR: Diebold Nixdorf, Incorporated: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2020. november 19., csütörtök, 16:07







DGAP Voting Rights Announcement: Diebold Nixdorf, Incorporated







Diebold Nixdorf, Incorporated: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








19.11.2020 / 16:07



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.





Notification of Major Holdings



1. Details of issuer










Name: Diebold Nixdorf, Incorporated
Street: 5995 Mayfair Road
Postal code: 44720
City: North Canton, OH
United States
Legal Entity Identifier (LEI): 549300XZK6EWDBAZSY16

2. Reason for notification








X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

12 Nov 2020

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 1.47 % 4.13 % 5.61 % 93531377
Previous notification 1.47 % 4.29 % 5.76 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)
















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
US2536511031 0 1378244 0.00 % 1.47 %
Total 1378244 1.47 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG




















Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Call Option From 18.12.2020 to 21.01.2022 at any time 38900 0.04 %
Right of recall over securities lending agreements at any time at any time 3674155 3.93 %
    Total 3713055 3.97 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
























Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Swap From 18.04.2022 to 29.04.2022 at any time Cash 132099 0.14 %
Put Option From 20.11.2020 to 19.02.2021 at any time Physical 22000 0.02 %
      Total 154099 0.16 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:









































































































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Smith Barney LLC % % %
- % % %
Morgan Stanley % % %
E*TRADE Financial, LLC % % %
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

Please note that the reason for notification selected relates to the specific activity which occurred on the Date on which threshold was crossed or reached and which contributed to the triggering of the notification obligation and therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions section 


Date

18 Nov 2020















19.11.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: Diebold Nixdorf, Incorporated

5995 Mayfair Road

44720 North Canton, OH

United States
Internet: www.dieboldnixdorf.com





 
End of News DGAP News Service





1149466  19.11.2020 



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