DGAP-PVR: flatexDEGIRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2021. október 26., kedd, 17:47







DGAP Voting Rights Announcement: flatexDEGIRO AG







flatexDEGIRO AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








26.10.2021 / 17:47



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.





Notification of Major Holdings



1. Details of issuer










Name: flatexDEGIRO AG
Street: Rotfeder-Ring 7
Postal code: 60327
City: Frankfurt / Main
Germany
Legal Entity Identifier (LEI): 529900IRBZTADXJB6757

2. Reason for notification








X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

18 Oct 2021

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.30 % 4.32 % 7.63 % 109784548
Previous notification 3.57 % 4.59 % 8.16 % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)
















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000FTG1111 0 3626064 0.00 % 3.30 %
Total 3626064 3.30 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG















Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right of recall over securities lending agreements at any time at any time 426944 0.39 %
    Total 426944 0.39 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
























Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Call Option* From 21.01.2022 to 28.07.2022 at any time Physical 4318880 3.93 %
Equity Put Option* From 21.01.2022 to 28.07.2022 at any time Physical 4318880 3.93 %
      Total 4318880 3.93 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:





































































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc % % 7.11 %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

Regarding section 7.b.2, the call & put options marked with * amounting to a combined percentage of 7.87% were not aggregated as they relate to collar transactions under which, on a consolidated basis, Morgan Stanley can acquire 3.93% of the voting rights in flatexDEGIRO AG (or receive an equivalent amount in cash) only once. 


Date

22 Oct 2021















26.10.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: flatexDEGIRO AG

Rotfeder-Ring 7

60327 Frankfurt / Main

Germany
Internet: www.flatexdegiro.com





 
End of News DGAP News Service





1243387  26.10.2021 



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