DGAP-PVR: SMA Solar Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2021. december 02., csütörtök, 14:22







DGAP Voting Rights Announcement: SMA Solar Technology AG







SMA Solar Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








02.12.2021 / 14:22



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.





Notification of Major Holdings



1. Details of issuer










Name: SMA Solar Technology AG
Street: Sonnenallee 1
Postal code: 34266
City: Niestetal
Germany
Legal Entity Identifier (LEI): 529900Q6JQHI8X451Q21

2. Reason for notification








X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation

Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

25 Nov 2021

6. Total positions















  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 2.16 % 2.84 % 5.000495677233 % 34700000
Previous notification n/a % n/a % n/a % /

7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)
















ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A0DJ6J9 0 748367 0.00 % 2.16 %
Total 748367 2.16 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG















Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right of recall over securities lending agreements at any time at any time 933638 2.69 %
    Total 933638 2.69 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
























Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Retail Structured Product From 07.11.2069 to 18.11.2070 at any time Cash 278 0 %
Equity Swap From 23.03.2022 to 20.11.2023 at any time Cash 52889 0.15 %
      Total 53167 0.15 %

8. Information in relation to the person subject to the notification obligation




  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:





















































































































Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
E*TRADE Financial Holdings, LLC % % %
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:






Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 


Date

01 Dec 2021















02.12.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de













Language: English
Company: SMA Solar Technology AG

Sonnenallee 1

34266 Niestetal

Germany
Internet: http://www.sma.de





 
End of News DGAP News Service





1253783  02.12.2021 



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