DGAP-PVR: Daimler AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
2022. január 07., péntek, 16:53
DGAP Voting Rights Announcement: Daimler AG
Daimler AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
07.01.2022 / 16:53
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings1. Details of issuer| Name: |
Daimler AG |
| Street: |
Mercedesstrasse 120 |
| Postal code: |
70372 |
| City: |
Stuttgart
Germany |
| Legal Entity Identifier (LEI): |
529900R27DL06UVNT076 |
2. Reason for notification| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligationLegal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
1.89 % |
8.56 % |
10.45 % |
1069837447 |
| Previous notification |
1.81 % |
8.76 % |
10.57 % |
/ |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0007100000 |
0 |
19909145 |
0.00 % |
1.86 % |
| US2338252073 |
0 |
334697 |
0.00 % |
0.03 % |
| Total |
20243842 |
1.89 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Rights of Use |
N/A |
N/A |
35451 |
0 % |
| Right to Recall |
N/A |
N/A |
688216 |
0.06 % |
| Call Options |
17/06/2022 - 20/12/2024 |
N/A |
2673200 |
0.25 % |
| Call Options |
18/03/2022 - 17/06/2022 |
N/A |
1925000 |
0.18 % |
| Call Options |
24/10/2022 - 27/02/2025 |
N/A |
57623637 |
5.39 % |
| Call Options |
24/10/2022 - 27/02/2025 |
N/A |
57623637 |
5.39 % |
| |
|
Total |
62945504 |
5.88 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Call Options |
24/10/2022 - 02/05/2023 |
N/A |
Cash |
6247900 |
0.58 % |
| Call Options |
24/05/2024 - 21/06/2024 |
N/A |
Cash |
2621622 |
0.25 % |
| Put Options |
17/06/2022 |
N/A |
Physical |
875000 |
0.08 % |
| Put Options |
24/05/2024 - 20/12/2024 |
N/A |
Cash |
2040718 |
0.19 % |
| Put Options |
18/03/2022 - 20/12/2024 |
N/A |
Physical |
12486000 |
1.17 % |
| Swaps |
29/07/2022 - 05/05/2025 |
N/A |
Cash |
4369764 |
0.41 % |
| Put Options |
24/10/2022 - 27/02/2025 |
N/A |
Physical |
57623637 |
5.39 % |
| Put Options |
24/10/2022 - 27/02/2025 |
N/A |
Physical |
57623637 |
5.39 % |
| |
|
|
Total |
28641004 |
2.68 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofA Securities, Inc. |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
% |
% |
% |
| Managed Account Advisors LLC |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofAML Jersey Holdings Limited |
% |
% |
% |
| BofAML EMEA Holdings 2 Limited |
% |
% |
% |
| ML UK Capital Holdings Limited |
% |
% |
% |
| Merrill Lynch International |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofA Securities, Inc. |
% |
% |
% |
| Merrill Lynch Professional Clearing Corp. |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Bank of America, National Association |
% |
5.41 % |
5.47 % |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Bank of America, National Association |
% |
5.41 % |
5.47 % |
| U.S Trust Company of Delaware |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:| Ad 7.b/8 The put and call options amounting to a percentage of 5,39% each were not aggregated as they relate to a collar transaction and a back-to-back collar transaction, respectively, under which, on a consolidated basis, Bank of America Corporation can acquire 5,39% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. |
Date
07.01.2022 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|
| Language: |
English |
| Company: |
Daimler AG |
|
Mercedesstrasse 120 |
|
70372 Stuttgart |
|
Germany |
| Internet: |
www.daimler.com |
| |
| End of News |
DGAP News Service |
1266329 07.01.2022
Tilos a hír bármilyen adatbázisba történő mentése vagy annak továbbítása harmadik fél számára;kereskedelmi viszonylatban vagy kereskedelmi céllal csak a Deutsche Gesellschaft für Ad-hoc-Publizität mbh írásos engedélyével történhet.